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Framework for Ethical
Decision-Making in Primary Care
Print this and use it as a
worksheet.
Be alert! Be sensitive to morally
charged situations. Ethical dilemmas rarely present
themselves as such. Look behind the technical requirements
of your job to see the moral dimensions. Important clues
include conflicts between two or more values or ideals.
Identify what you know and don't know. While you gather
information, be open to alternative interpretations of
events. Within the bounds of patient and institutional
confidentiality, make sure that you have the perspectives of
patients and families as well as health care providers and
administrators. While accuracy and thoroughness are
important, there can be a trade-off between gathering more
information and letting morally significant options
disappear. Decisions may have to be made before the full
story is known.
- How is the problem an ethical
issue?
- What is the problem? What are its
opposing points? Who defines it as a problem? How did it
get defined? Is there something wrong personally,
interpersonally, or socially? Is there conflict that
could be damaging to people? (or animals?) To the
environment, institutions, society? Does the issue go
deeper than legal or institutional concerns? What does it
do to people as persons who have dignity, rights and
hopes for a better life together? What decisions have to
be made?
- What immediate facts have the most
bearing on the ethical decision you need to make? Also
include in this list any potential health, economic,
social, or political pressures.
- Who are the
stakeholders?
- Who is affected by the decision?
Often there are more parties whose interests should be
taken into consideration than is immediately obvious. Be
imaginative and sympathetic. Remember that there may be
more than one decision-maker and that their interactions
can be important. Look at the relationships between the
parties. Look at their relationships with yourself and
with each other, and with relevant institutions. What do
you think each of these stakeholders would prefer that
you do regarding this issue?
- What (and whose) values are
involved?
- Think through the shared values
that are at stake in making this decision. Is there a
question of trust? Is personal autonomy a consideration?
Is there a question of fairness? Is anyone to be harmed
or helped? How do the values and principles of
stakeholders conflict? What are the personal motives and
intentions of the various parties? Whose needs and
interests are being served? By whom? How do values get
prioritized? Be alert to actual or potential conflict of
interest situations. A conflict of interest is a
"situation in which a person, such as a public official,
an employee, or a professional, has a private or personal
interest sufficient to appear to a reasonable person to
influence the objective exercise of his or her official
duties." These include financial conflicts of interest
(e.g., favoritism to a friend or relative). In some
situations, it is sufficient to make known to all parties
that you are in a conflict of interest situation. In
other cases, it is essential to step out of a
decision-making role.
-
- How is power distributed or shared
among the players in this situation? Is there any abuse
of power? What other questions about power do you
have?
-
Note here a caveat about one's own
convictions, belief system, judgments, etc. which may or
may not enter into the mix. Sometimes, let's say re.
abortion, one may have strong personal beliefs but they
have to be put aside when one is part of someone else's
decision-making process. That's one of the stickiest
areas: feeling "I'm a person of principle and want to act
out of my convictions," and yet being a part of someone
else's process of deciding and acting. In situations like
these, the care professional has to always be taking
her/his own temp: "Where is my 'absolutely not...under no
circumstances' threshold?"
- What is the benefit/burden
ratio?
- Benefits--broadly defined--might
include such things as the production of goods (physical,
emotional, financial, social, etc.) for various parties,
the satisfaction of preferences, and acting in accord
with various relevant values (such as
fairness).
- Burdens might include causing
physical or emotional pain to various parties, imposing
financial costs, and ignoring relevant
values.
- Identify clinical issues,
patient's preferences, quality of life/death issues, and
contextual features. What are the decision-making options
for each of these, and what are the likely consequences
of various decisions? Take into account good or bad
consequences not just for yourself, your profession,
organization or patients, but for all affected persons.
Be honest about your own stake in particular
outcomes.
-
- What option will produce the most
good and do the least harm? Which option respects the
rights and dignity of all stakeholders? Which option
promotes the common good? Which option enables the
development of the virtues or character traits that we
value as individuals, as a profession, as a society?
Select the best alternative, all things considered;
consider your choice critically.
- Are there analogous
cases?
- Can you think of other similar
decisions? What course of action was taken? Was it a good
decision? How is the present case like that one? How is
it different?
- What do your ethical resources
say?
- Ethical principles: autonomy (Are
we exploiting?), non-maleficence (Will this harm
anyone?), beneficence (Will this do good or prevent
harm?), justice (Are we treating everyone fairly?),
fidelity (Are we being faithful to professional
roles?).
-
- Use ethically informed sources,
e.g., policies, professional norms, legal precedents,
ethics committees and consultants, and wisdom from
religious and cultural traditions.
- Who should be involved in the
decision-making?
- The merits of discussion should
not be underestimated. Time permitting, discuss your
decision with as many persons as have a stake in it.
Gather opinions, and ask for the reasons behind those
opinions. Remember that your ability to discuss with
others may be limited by the other person's expectations
of confidentiality.
- What is the context of the
decision-making?
- Ask yourself why this decision is
being made in this context at this time? Are there better
contexts for making this decision? Are the right
decision-makers included?
- Is the decision legal and in
accord with organizational rules?
- Some decisions are appropriately
made based on legal considerations. If an option is
illegal, we should at least think very seriously before
taking that option.
- Decisions may also be affected by
rules set by organizations of which we are members. For
example, most professional organizations have Codes of
Ethics which are intended to guide individual
decision-making. Institutions such as hospitals and
clinics may also have policies which limit the options
available to us. Sometimes there are bad laws, or bad
rules, and sometimes those would be broken. But usually
it is ethically important to pay attention to laws and
rules.
- Are you comfortable with the
decision?
- Accept responsibility for your
choice. Sometimes your gut reaction will tell you if
you've missed something. Ask yourself: If I carry out
this decision, would I be comfortable telling my family
about it? My clergyman? My mentors? Would I want children
to take my behavior as an example? What would a "virtuous
person"--one with integrity and experience--do in these
circumstances? I Can I live with this decision? Accept
the possibility that you might be wrong or that you will
make a less than optimal decision. The object is to make
a good choice with the information available, not to make
a perfect choice. Learn from your failures and successes.
If you had to do it over again, is there something you
would do differently? ("Defend your decision in the form
of a letter addressed to your most adamant
detractor.")
-
This is not an exhaustive list of
questions. But they should give you some examples of the
kinds of questions to ask. Not all of them may apply to your
situation. Use these as needed but in addition, formulate
your own questions to get the information you need to make a
decision.
- Return
to Unit 6.
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